BLOGS

Client Confidentiality & Data Security : Data Protection: Implementing robust physical, electronic, and managerial procedures to safeguard personal and financial data against unauthorized access or disclosure. Limited Data Sharing: We do not sell, distribute, or lease client personal information to third parties unless required by law or with explicit client consent. Secure Communication: Ensuring that all communications, including those with mutual fund companies and other service providers, are encrypted and secure.

Regulatory Registrations & Certifications : Yogesh Shah Financial Services Pvt. Ltd. (YSSPL) operates as a fully compliant and registered financial intermediary in India. Our regulatory affiliations and certifications include: SEBI Registration: YSSPL is registered with the Securities and Exchange Board of India (SEBI) as an Investment Advisor, adhering to all guidelines and regulations set forth by the authority. KYC Compliance: We conduct Know-Your-Customer (KYC) procedures as mandated by SEBI and other regulatory bodies, ensuring that all client information is accurately documented and verified. ISO Certification: YSSPL has obtained ISO certification through Intercontinental SystemCert Pvt. Ltd. (ISPL), confirming our adherence to international standards in quality management and operational excellence.